Vice President IT Auditor - Trading Operations

New York City, NY 10176
United States

Kforce has a client, a world class financial services firm, seeking a Vice President IT Auditor - Trading Operations in New York, New York (NY) to cover the applications and system infrastructure supporting the Global Operations Technology team. Summary:The candidate will be responsible for leading technology-led audits and partnering with business auditors on other audits. This candidate will provide coverage of assigned areas through relationship management and continuous monitoring, manage the audit process from initiation to completion, and develop talent. Other responsibilities include helping to define the audit plan, managing the audit team, and reporting to management. Primary Responsibilities:
Manage and supervise a portfolio of audit projects in Global Operations, and assist in the management and development of auditors
Partner with Technology and Business Auditors to complete risk assessments, control environment assessments, audit scheduling, audit planning, test plan development and execution, audit issue documentation, and reports to senior management
Build strong relationships with both the Business Unit and Technology senior management
Present issues and other reports to senior management
Bachelor's degree (Computer Science or IT related preferred)
CISA, CISSP, or CPA certification a plus
Series 99 is a plus
Ten or more years IT Audit experience with a Financial Services, Brokerage Firm, or a Public Accounting Firm with emphasis on the Financial Services Industry
Experience in auditing applications, interfaces, system infrastructure, data processing and technology general controls
Experience with data analytics
Strong knowledge of audit processes and ability to review and manage the quality of audit work
Knowledge of payment systems (e.g. SWIFT), settlements, confirmations, collateral management, trade reporting, or trade enrichment and allocations
Strong written and verbal communication skills
Ability to manage multiple projects and deliverables, while meeting deadlines with minimal supervision
Knowledge of emerging technologies (e.g. machine learning, distributed ledger, etc.) is a plus
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status. Compensation Type: Years